Free Practice CSI CSC1 Exam Questions 2025

Stay ahead with 100% Free Canadian Securities Course Exam 1 CSC1 Dumps Practice Questions

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Total 102 Questions | Updated On: Jun 06, 2025

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Question 1

What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

A : Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

B : Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

C : Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

D : Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

Answer: A

Question 2

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 3

ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

A : $55

B : $57

C : $53

D : $63

Answer: C

Question 4

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 5

What is the difference between sinking funds and purchase funds concerning the redemption of bonds poor to maturity?

A : Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

B : Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

C : Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

D : Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

Answer: A

Page: 1 / 21

Total 102 Questions | Updated On: Jun 06, 2025

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